Securities and Investment Fraud Attorneys

Dedicated to Fighting for Investor Rights Nationwide.

Kons Law Firm is a securities and investment litigation firm dedicated to representing investors nationwide in securities litigation and FINRA arbitration matters. When you have lost money with your financial advisor or stockbroker or in an investment fraud, you need someone who cares about your recovery. That’s why we are here.

We bring claims against brokerage firms, financial advisors, investment advisory firms, and other third-party financial services firms to pursue recovery. With more than 15 years of securities and investment litigation experience handling cases like yours, we can anticipate what’s next and keep you informed throughout the process.

If you hire us, you will always work directly with a securities attorney who knows the ins and outs of your case, and you will never be left in the dark about your case. We’ll be with you every step of the way. Contact us to discover why our firm is the right choice for you.

$30+ Million

Recovered

500+

Cases

98%

Success Rate

Our Results Speak for Themselves

$10 Million

Class Action Settlement

Co-lead counsel on a nationwide class action against a national brokerage firm related to a private securities offering for a bankrupt solar company. 

$5.4 Million

Class Action Settlement

Co-lead counsel on a nationwide class action against a law firm in Bismarck, North Dakota involved in a Ponzi scheme victimizing over 1,000 investors.

$3.5 Million

Unapproved Investments

FINRA arbitration settlement involving investors in California who lost money in an unapproved investment sold away from the brokerage firm.

$1.8 Million

Unregistered Securities

FINRA arbitration settlement involving investors in California who lost money in unregistered securities sold by the broker away from the firm.

$1.5 Million

Recovered Ponzi Scheme Losses for Investors

FINRA arbitration settlement involving investors in Maryland, Virginia and Florida who lost money in a Ponzi scheme sold to them by their broker.

$1.45 Million

Penny Stock Fraud Recovery for Investors for Investors

FINRA arbitration settlement for investors in Texas who lost money in penny stocks with an investment adviser convicted of fraud.

$1.2 Million

Energy Private Placement Investment Loss Recovery

FINRA arbitration settlement involving investors in Minnesota and Wisconsin lost money in speculative oil and gas private placements.

$600,000

Fraudulent Gold Mining Investment Loss Recovery

FINRA arbitration settlement involving investors in California and Nevada who lost money in a fraudulent gold investment sold to them by their investment adviser.

$500,000

Financial Advisor Theft/Misappropriation Loss Recovery

FINRA arbitration settlement involving investors in Virginia and Maryland who lost money from an investment adviser that misappropriated their assets.

$400,000

Non-Traded REIT Settlement

FINRA arbitration settlement against a national brokerage firm involving investors in Los Angeles who lost money in a non-traded REIT sold to them by their financial advisor.

$300,000

Ponzi Scheme Recovery for Investors

FINRA arbitration settlement involving various investors in Maryland who lost money investing in a Ponzi scheme recommended by their financial advisor.

$240,000

Unregistered Securities Investment Loss Recovery

FINRA arbitration settlement involving investors in Connecticut and Massachusetts who lost money from unregistered securities sold to them by their broker.

$100,000+

Multiple Cases with Six Figure Resolutions

Numerous other FINRA arbitration and court litigation settlements involving churning, Ponzi schemes, or other unsuitable investment recommendations by brokers.

What Our Clients Say

Talks Like a Real Person

It was a pleasure working with Josh Kons on my arbitration case. He talks like a real person, not like a lawyer (that’s a good thing!!). I was approached by several attorneys about this case…all the rest were very high pressure and I felt they would not have my best interests at heart. Josh always spoke to me as an equal partner in our project.

Harriet F.

New York, New York

Straightforward and Honest

Josh was straightforward and honest with me throughout the entire process. He is also very responsive. He ended up getting me a larger settlement than I had anticipated! Thanks Josh.

Bill T.

Minnesota

Invaluable Support

Josh Kons has been an invaluable support throughout a stressful, complex and protracted case, showing great professionalism and treating me, his client, with the greatest respect. Attorney Kons is the consummate professional, a credit to his profession and has been indispensable to me for the past two years. I would not hesitate to use his services again in the future.

Dom W.

United Kingdom

Prevailed when Outcome Unlikely

Josh took on my case, and prevailed, when a number of other attorneys said it was unlikely a satisfactory outcome was possible. The heirs, and I, thank you.

Colleen P.

Seattle, Washington

Trustworthy and Talented

I thank you Josh Kons being a trustworthy and talented attorney. His is a credit to the legal profession.

Ron C.

California

Couldn't Be Happier with Outcome

When a brokerage firm neglects to carefully supervise the activities of its financial advisors, clients may lose money from inappropriate and unsuitable investment advice or negligent account handling. Attorney Joshua Kons is well qualified in resolving client disputes through the FINRA arbitration claims process. It was a pleasure working with Attorney Kons. I would highly recommend him if you need the help of a FINRA arbitration attorney now or in the future. seeing any return, but he convinced me to sign on and I couldn’t have been happier with the outcome.

Susan W.

Connecticut

A True Professional

Josh Kons represented my wife and I in recovering money we loss during a Ponzi Scheme investment. His professionalism and hands on style was more than we expected as he negotiated a great settlement. He was always available for a phone call and responded immediately to emails. A true professional in his field. We would definitely recommend his service.

Steve B.

Maryland

Great Experience

I had a great experience with Josh and his firm. He fought for and won a very reasonable settlement in an investment fraud matter. I had all but given up hope of ever seeing any return, but he convinced me to sign on and I couldn’t have been happier with the outcome.

Paul T.

Northern Virginia

None Have Been More Responsive

Over the years I have engaged numerous attorneys through my business in the United States. None have been more responsive and helpful than the Law Offices of Joshua Kons. I am very happy to recommend them.

Andrew C.

United Kingdom

Professional Expertise

I would like to thank Attorney Kons for his caring and professional expertise in representing me during a FINRA arbitration. Feeling like there is nothing you can do to against improper financial losses is extremely disconcerting, but Joshua gave me hope and satisfaction! He was there for me and was legitimately concerned for my welfare, which I truly appreciate and would gladly recommend his services!

Dr. Brian S.

Connecticut

Pleasure to Work With

It was a pleasure working with Joshua on my arbitration case. He talks like a real person, not like a lawyer (that’s a good thing!!). I was approached by several attorneys about this case…all the rest were very high pressure and I felt they would not have my best interests at heart. Joshua always spoke to me as an equal partner in our project.

Don M.

New Jersey

Very Pleased with Outcome

Josh and his firm represented me in a FINRA arbitration to recover my investment losses in a securities fraud. I am very pleased with the outcome and would recommend him to anyone that finds themselves in a similar unfortunate position.

Brenda S.

Maryland

Can't Thank Enough

I can’t thank Josh Kons enough for recovering some of my investment losses through his securities arbitration services.

Paul G.

New York

Very Easy to Work With

Josh represented me in a FINRA arbitration to recover my investment losses in a securities fraud. He was very easy to work with. The information he requested was minimal, and the resulting outcome was much more than expected. A very tough financial loss became somewhat easier to manage both financially and emotionally because of Josh!

Andy M.

Maryland

Very Satisfied with Results

Attorney Joshua Kons definitely knows the ins and outs of resolving disputes through the FINRA arbitration claim process. I was always up-to-date with my case, and Attorney Kons was available every step of the way. I was very satisfied with the results.

Steven W.

Connecticut

Words Cannot Express How Much Settlement Helps

Thank you so much for everything. Words cannot express how much this settlement will help me.

Sheryl P.

Maryland

Breath of Fresh Air

Having worked with Josh Kons on two FINRA cases, I found him to be a breath of fresh air in an otherwise nerve cracking process. Both times Josh was well prepared, easy to work with, fair priced, and he achieved the goals of each case that he said were obtainable.

Edward S.

Connecticut

Cases Our Investment Fraud Lawyers Handle

Investment Fraud

Our firm represents investors in securities and investment fraud litigation and arbitration nationwide.

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Breach of Fiduciary Duty

We prosecute breach of fiduciary duty claims against financial advisors and their firms.

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Unsuitable Investments

Recovery for unsuitable investment recommendations or strategies.

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Ponzi Schemes

Pursuing recovery for Ponzi scheme victims against financial advisors and other third-party professionals or firms.

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Alternative Investments

We help investors bring claims against brokerage firms for sales of alternative investments.

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Annuities

We pursue claims against financial advisors and insurance companies for investors who lost money investing in annuities.

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Private Placements

We represent investors who lost money in private placement (Reg. D) investments.

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REITs

We help recover money for investors who suffered losses in illiquid, non-traded Real Estate Investment Trusts (REITs).

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BDCs

Our attorneys bring investor claims against brokerage firms for losses involving Business Development Companies (BDCs).

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Options

Our firm pursues claims against financial advisors and brokerage firms for investment losses from options trading.

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Structured Products

We help investors recovery losses in structured investment products or structured CDs.

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Life Insurance

Our firm pursues recovery for investors in life insurance disputes, including those involving premium financing.

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Promissory Notes

We recover money for investors purchasing promissory notes.

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Elder Abuse

Our firm helps families and the elderly with cases involving financial elder abuse by a financial advisor or third-party agent.

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Broker Theft

We help pursue financial advisor or broker theft losses against brokerage firms or other third-party financial institutions.

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Conservation Easements

Our firm pursues conservation easement losses against financial advisors and other third-party professionals.

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Oil & Gas Partnerships

We pursue recovery of losses for investors who invested in oil and gas partnerships or master limited partnerships (MLPs).

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Precious Metals

We help victims of investment schemes involving precious metals, gemstones, jewelry, art, collectibles, NFTs, or other non-conventional investments.

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Failure to Diversify

We pursue claims of involving the failure to diversify an investment portfolio (also known as overconcentration).

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Financial Advisor Negligence

Our attorneys pursue losses stemming from financial advisor negligence.

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Excessive or Unauthorized Trading

We pursue losses related to excessive trading (churning), or unauthorized trading.

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Penny Stocks

Our attorneys pursue losses related to penny stocks, "pump and dump" schemes, and other stock fraud.

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Pyramid Schemes

We represent victims of illegal pyramid and multi-level marketing schemes.

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Wire and Check Fraud

We help victims of wire fraud or check fraud pursue recovery of their losses.

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Cases in the News

WSJ
New York Times
Inside Edition
BBC
SAE
Crains
Newsweek
Law360 (v2)
CBS
Investment News
Seattle Times
Advisor Hub
Sac Bee (V2)
Market Watch
Billings
Daily Mail
Sun Sentinel
The Sun (v2)
Independent UK
Real Deal
Grand Forks